Suitability Analyst Broker/Dealer – REMOTE from any US based location

Cnoinc is seeking a Suitability Analyst Broker/Dealer - REMOTE from any US based location professional for its Chicago, IL team. This full-time position places you at the center of investment suitability reviews that help safeguard clients and support compliant broker-dealer operations.

About This Position

In the Suitability Analyst Broker/Dealer - REMOTE from any US based location role at Cnoinc in Chicago, IL, you will examine client profiles, proposed trades, and product recommendations to confirm they align with regulated suitability standards. The work demands careful judgment, clear documentation, and close coordination with internal partners so every decision protects both the client and the firm. Cnoinc is hiring for this role and offers a supportive team environment. Candidates searching for Suitability Analyst Broker/Dealer - REMOTE from any US based location jobs in Chicago, IL or Cnoinc careers will find a setting that values precision, accountability, and continuous regulatory awareness.

Day-to-Day Responsibilities

• Evaluate client risk tolerances, investment objectives, and financial circumstances against recommended securities and strategies.
• Review account documentation and transaction details to identify suitability concerns or exceptions.
• Prepare clear written summaries of each analysis and communicate determinations to advisors or sales teams.
• Monitor evolving broker-dealer regulations and internal policies to keep review criteria current.
• Assist with periodic audits, exception tracking, and process-improvement discussions that strengthen overall compliance controls.
• Maintain accurate records of all suitability determinations for future reference and regulatory inspection.

What We're Looking For

• Hands-on experience performing suitability analysis or related compliance work within a broker-dealer environment.
• Solid working knowledge of FINRA and SEC suitability principles applicable to retail and institutional accounts.
• Strong analytical ability to interpret complex product features, client data, and risk factors.
• Excellent written and verbal communication skills for documenting findings and explaining decisions.
• High attention to detail paired with the capacity to manage multiple reviews efficiently.
• Self-directed work style combined with readiness to collaborate across compliance, supervision, and client-facing groups.

Why Join Cnoinc

Cnoinc is hiring for this role and offers a supportive team environment. Joining the Suitability Analyst Broker/Dealer - REMOTE from any US based location team in Chicago, IL lets you deepen specialized compliance expertise while contributing daily to responsible broker-dealer practices that matter to clients and regulators alike.

Ready to Apply?

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