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Securities & Prime Brokerage Counsel

Axiom Talent Platform at a glance

Axiom Talent Platform

Axiom Talent Platform is seeking a full-time Securities & Prime Brokerage Counsel to join our Financial Services legal team in Boston. In this in-office role, you will deliver authoritative legal guidance on complex securities trading and prime brokerage matters, helping clients navigate regulatory compliance and manage legal risk in fast-moving capital markets.

About the Role

As Securities & Prime Brokerage Counsel, you will be the trusted legal advisor to clients operating in securities trading and prime brokerage services. You'll tackle sophisticated legal challenges at the intersection of trading operations, regulatory compliance, and risk management. Your counsel will directly shape how clients structure their securities businesses and respond to evolving regulatory landscapes.

What You'll Do

  • Advise clients on securities law, prime brokerage arrangements, and margin lending regulations
  • Provide guidance on regulatory compliance with evolving margin requirements and capital rules
  • Review and negotiate prime brokerage agreements and related securities documentation
  • Assess legal risks in securities trading operations and recommend mitigation strategies
  • Stay current with regulatory changes and communicate their impact to clients
  • Collaborate with clients' compliance and operations teams to implement legal recommendations

What We're Looking For

  • Juris Doctor and active admission to a US state bar
  • 5+ years of experience in securities law, prime brokerage, or financial services legal practice
  • Deep knowledge of margin lending regulations and securities regulatory frameworks
  • Strong written and oral communication skills for delivering complex legal advice
  • Ability to synthesize regulatory requirements into practical guidance
  • Self-directed, detail-oriented approach to legal matters

About Axiom Talent Platform

Axiom Talent Platform connects expert legal professionals with high-impact opportunities in corporate law, financial services, and specialized practice areas. We serve innovative clients across capital markets, investment management, and financial regulation.

How to Apply

To apply, complete your application directly on this page, or you'll be redirected to the employer's application platform to finish submitting there.

To apply for this job please visit www.adzuna.com.

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Working in Boston, Suffolk County

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Boston is the capital and most populous city of the U.S. state of Massachusetts. It serves as a cultural and financial center of New England, a region of the Northeastern United States. Boston has an area of 48.4 sq mi (125 km2) and a population of 675,647 as of the 2020 census, making it the third-most populous city in the Northeastern United States after New York City and Philadelphia. The larger Greater Boston metropolitan statistical area had a population of 4.9 million in 2023, making it the largest metropolitan area in New England and the eleventh-largest in the United States.

Massachusetts, officially the Commonwealth of Massachusetts, is a state in the New England region of the Northeastern United States. It borders the Atlantic Ocean and the Gulf of Maine to its east, Connecticut and Rhode Island to its south, New Hampshire and Vermont to its north, and New York to its west. Massachusetts is the seventh-smallest state by land area. With an estimated population of ove

  • Elevation 29m (95 ft)

Source: Wikipedia (state)

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