Advice Assurance Specialist – Fixed-Term

Advice Assurance Specialist - Fixed Term Opportunity

What This Role Involves

This role involves ensuring compliance and quality assurance within FirstCape Core's advice processes. The successful candidate will be responsible for reviewing client advice documents, conducting audits, and providing feedback to ensure that all advice meets the highest standards of integrity and accuracy.

Core Duties

• Review and audit client advice documents for compliance with regulatory requirements.
• Conduct quality assurance checks on a wide range of financial advice products and services.
• Provide detailed feedback to advisors to improve the quality of their advice.
• Maintain up-to-date knowledge of relevant regulations, guidelines, and best practices in the financial advisory industry.

Who We're Looking For

We are seeking a highly detail-oriented and experienced professional with a strong background in compliance and quality assurance. The ideal candidate will have a deep understanding of financial advice processes and regulatory frameworks. A relevant tertiary qualification, coupled with significant experience in the financial services industry, is essential.

Why Join FirstCape Core

At FirstCape Core, we offer a dynamic and supportive work environment where your contributions are valued. Our commitment to excellence and client satisfaction drives us to provide the best possible service. As part of our team, you will have access to comprehensive training programs, professional development opportunities, and a collaborative workplace culture.

Ready to Apply?

To apply, complete your application directly on this page, or you'll be redirected to the employer's application platform to finish submitting there. Please ensure all required fields are filled out accurately to avoid delays in processing your application.