Ground every answer in facts on this page and the original listing. We never invent Glassdoor-style reviews or salaries that are not in our data.
Be ready to explain how you quality-check advice files, spot process gaps, and escalate risk without inventing detail. Prepare examples of clear written findings, stakeholder follow-up, and working under fixed-term timelines. Ask how FirstCape Core defines assurance scope, sample sizes, and tools for this Auckland-based contract.
Strong fit if you like structured review, accuracy, and compliance-minded work in a time-bound specialist role. Less ideal if you want remote work or a permanent path spelled out up front—this listing is fixed-term and on site in Auckland.
As an Advice Assurance Specialist at FirstCape Core, a typical day centres on checking that client advice and related files meet internal standards and regulatory expectations. You may sample cases, test documentation and process steps, log findings, and feed issues back to advice teams. Expect coordination with reviewers or risk colleagues, clear written notes, and a steady cadence of assurance work through the fixed term—on site in Auckland rather than remote.
No. The listing is for Auckland, North Island, with remote set to on-site (not remote).
It is a time-limited contract as Advice Assurance Specialist at FirstCape Core, not described as permanent in the listing.
Advice quality assurance: file and process checks, findings, and feedback to advice teams within FirstCape Core’s standards.
Advice Assurance Specialist - Fixed Term Opportunity What This Role Involves This role involves ensuring compliance and quality assurance within FirstCape Core's advice processes. The successful candidate will be responsible for reviewing client advice documents, conducting audits, and providing feedback to ensure that all advice meets the highest standards of integrity and accuracy. Core Duties Review and audit client advice documents for compliance with regulatory requirements. Conduct quality assurance checks on a wide range of financial advice products and services. Provide detailed feedback to advisors to improve the quality of their advice. Maintain up-to-date knowledge of relevant regulations, guidelines, and best practices in the financial advisory industry. Who We're Looking For We are seeking a highly detail-oriented and experienced professional with a strong background in compliance and quality assurance. The ideal candidate will have a deep understanding of financial advice processes and regulatory frameworks. A relevant tertiary qualification, coupled with significant experience in the financial services industry, is essential. Why Join FirstCape Core At FirstCape Core, we offer a dynamic and supportive work environment where your contributions are valued. Our commitment to excellence and client satisfaction drives us to provide the best possible service. As part of our team, you will have access to comprehensive training programs, professional development opportunities, and a collaborative workplace culture. Ready to Apply? To apply, complete your application directly on this page, or you'll be redirected to the employer's application platform to finish submitting there. Please ensure all required fields are filled out accurately to avoid delays in processing your application.
Generated for personal interview prep · 2026-08-01 UTC · getajob.ai