VP, Regulatory Compliance – Singapore: Lead Risk & Policy

Vice President, Regulatory Compliance - Lead Risk & Policy
PIMCO Asia Pte Ltd - Singapore (nationwide) (nationwide)
Full Time, No Remote

Position Summary

The Vice President, Regulatory Compliance at PIMCO Asia Pte Ltd is a key role supporting the Chief Compliance Officer for Southeast Asia. Based in Singapore (nationwide) (nationwide), this position involves developing and implementing regulatory policies, managing licensing processes, ensuring marketing compliance, providing cross-border advisory support, and conducting ongoing monitoring activities across the region.

What You'll Do

• Develop and implement comprehensive regulatory policies to ensure compliance with local and international regulations.
• Manage licensing applications and renewals for financial products and services in Southeast Asia.
• Ensure marketing materials comply with relevant laws and regulations, maintaining high standards of ethical conduct.
• Provide cross-border advisory support on regulatory matters, ensuring seamless operations across jurisdictions.
• Oversee monitoring activities to detect and address compliance risks proactively.

Requirements

• Minimum 10 years of experience in regulatory compliance, with a focus on Southeast Asia.
• Demonstrated expertise in policy development, licensing, marketing compliance, and cross-border advisory roles.
• Strong communication skills to effectively interact with internal teams and external stakeholders.
• A deep understanding of financial regulations and the ability to interpret complex regulatory requirements.
• Possess a strong sense of integrity and ethical conduct.

About PIMCO Asia Pte Ltd

PIMCO Asia Pte Ltd is a leading investment management firm dedicated to delivering innovative solutions for clients around the world. With a focus on regulatory compliance, we strive to maintain the highest standards of integrity in all our operations.

Applying for This Role

To apply, complete your application directly on this page, or you'll be redirected to the employer's application platform to finish submitting there. Please ensure that you have a detailed resume and cover letter highlighting relevant experience and qualifications before applying.