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Compliance Director- Asset Management

  • Full Time
  • Anywhere

Raymond James Financial, Inc.

Raymond James Financial, Inc. — Saint Petersburg, Pinellas County

Essential Duties and Responsibilities Assists in supporting the compliance program for AMS Serves as a compliance subject matter expert specific to the business and associated programs administered by AMS. Identifies, develops and administers compliance monitoring activities over AMS functions, including investment management activities, advisory fee billing, and manager research. Schedules an…

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Working in Saint Petersburg, Pinellas County

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