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Bring STAR stories on closing control gaps, documenting evidence for auditors, and handling urgent operational risk without skipping process. Expect scenarios on breaches, prioritisation, and stakeholder pushback.
Best if you like disciplined operations work on-site in Melbourne and can operate with limited public culture or pay data—confirm those with Capital during hiring.
As a Compliance Operations Officer at Capital in Melbourne, a typical day centres on monitoring operational controls, triaging policy exceptions, preparing audit-ready evidence, and coordinating with risk, legal, and business teams so processes stay within approved frameworks.
Focus on control testing, exception workflows, regulatory evidence, and clear escalation. No certification resources were provided for this listing.
No—the listing is Melbourne, Victoria, Australia on-site (remote = 0).
Only the Capital name and capital.com domain are firm; other headlines in the feed look loosely matched.
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Website: capital.com
Public cache only — not an employee review.
Compliance Operations Officer at Capital in Melbourne, Victoria, Australia The Opportunity We are a leading trading platform ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. As part of our ever-growing talented team, you will drive Capital.com's regulated expansion in Australia by embedding practical, risk-based controls that keep our fast-moving business fully aligned with AFSL, ASIC, and AML/CTF expectations. Core Duties Evaluate and implement compliance policies and procedures to ensure regulatory adherence. Act as the operational bridge between front-line teams and regulators. Ensure that compliance is not a hurdle but a competitive advantage for our OTC-derivatives offering. Conduct regular audits and risk assessments to identify potential issues and mitigate risks. What You Bring A strong background in financial services, with experience in compliance operations or related fields. Familiarity with AFSL, ASIC, and AML/CTF regulations. Excellent communication and interpersonal skills to work effectively with various teams and regulatory bodies. Strong analytical and problem-solving abilities to address complex compliance challenges. About the Company Capital is a leading trading platform that has won industry awards for its cutting-edge technology and seamless client experience. We are committed to delivering only the best, and we believe in attracting top talent to join our growing team. Our culture values innovation, collaboration, and excellence. Ready to Apply? To apply, complete your application directly on this page, or you'll be redirected to the employer's application platform to finish submitting there.
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