FINRA
FINRA — Rockville, Montgomery County
Independently reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality, quantity and timeliness, by providing training and communicating information. Conducts complex reviews and spot-checks on an as-needed basis. Essential Job Functions: Reviews a full workload…
To apply for this job please visit www.adzuna.com.
Working in Rockville, Montgomery County
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