Senior Compliance Officer

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Occupation tasks (O*NET)

Public-domain labor data — prepare examples for 2–3 of these.

• Warn violators of infractions or penalties.
• Evaluate applications, records, or documents to gather information about eligibility or liability issues.
• Advise licensees or other individuals or groups concerning licensing, permit, or passport regulations.
• Prepare reports of activities, evaluations, recommendations, or decisions.
• Report law or regulation violations to appropriate boards or agencies.
• Confer with or interview officials, technical or professional specialists, or applicants to obtain information or to clarify facts relevant to licensing decisions.
• Issue licenses to individuals meeting standards.
• Collect fees for licenses.

O*NET source

Company facts (cached)

Website: trading212.com

Trading 212 is a European fintech brokerage group founded in Bulgaria in 2004 and headquartered in London, United Kingdom.

Public cache only — not an employee review.

Role overview (listing rewrite)

Trading212 is expanding into the Czech Republic, and we're looking for a Senior Compliance Officer to help build our regulated branch from the ground up. This is a remote, full-time opportunity to shape compliance for a fast-growing investment firm operating under the supervision of the Czech National Bank (CNB). About the Role As a Senior Compliance Officer at Trading212, you will safeguard our Czech branch's adherence to national capital markets legislation, the relevant EU regulatory framework, and our group-wide compliance standards. Working remotely from the Czech Republic, you'll act as a trusted bridge between local regulators and our international headquarters while helping steer the function's strategy. Key Responsibilities Support everyday compliance activities, keeping operations aligned with legal, regulatory, and internal policy expectations. Carry out assessments to identify and measure compliance-related risks. Author, revise, and roll out policies, procedures, and handbooks that reflect new regulations and evolving business needs. Contribute to compliance reporting and submit periodic regulatory returns to the CNB within statutory deadlines. Act as the main liaison for CNB supervisory matters — handling correspondence, regulatory queries, and on-site inspections. Run the branch's client complaints process in accordance with ZPKT and MiFID II. Deliver the compliance monitoring programme through regular reviews, reporting outcomes to the Head of Compliance. Verify that client-facing materials meet Czech language and regulatory requirements. Coordinate with auditors throughout compliance audits and examinations, and contribute to strategic planning. Qualifications A bachelor's degree in Law, Finance, Economics, or a closely related discipline. Sound understanding of Czech capital markets law (ZPKT), CNB decrees, and EU rules such as MiFID II/MiFIR. Prior compliance experience within an investment firm, bank, or capital markets business; exposure to MiFID II monitoring and regulatory reporting is highly desirable. Native or fluent Czech together with professional English — both essential for CNB submissions and HQ collaboration. Outstanding written and spoken communication, sharp attention to detail, and the ability to juggle priorities in a fast-moving setting. Comfortable working autonomously and as part of a team, with a continuous-improvement mindset. About Trading212 Trading212 is establishing its presence in the Czech Republic, offering the rare chance to join…

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Questions to ask them

• What does success look like in the first 90 days for this role?
• How is the team structured, and who would I work with most?
• What tools and systems does this role use daily?
• Is the work primarily based in Czech Republic, hybrid, or fully remote?