TIAA
TIAA — Amherst, Erie County
The Regional Supervisory Principal is responsible for supervising registered representatives, principals, and associated persons of the RIA/broker-dealer. This role also identifies, mitigates, and remediates regulatory risks, and drives awareness and adherence to regulations and firm policies. Key Responsibilities and Duties Supervises services personnel and processes to ensure adherence to compa…
To apply for this job please visit www.adzuna.com.
Working in Amherst, VA - USA
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