Raymond James Financial, Inc.
Raymond James Financial, Inc. — Saint Petersburg, Pinellas County
Essential Duties and Responsibilities Manages and tracks issues and action plans owned by PCG & Asset Management Compliance from identification to completion to ensure transparency, accountability, and resolution. Interfaces with associates of varying levels of seniority to document and manage issues. Coordinates with Internal Audit, Compliance Testing, Regulatory Exams and Inquiries Management…
To apply for this job please visit www.adzuna.com.
Working in Saint Petersburg, Pinellas County
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