Raymond James Financial, Inc.
Raymond James Financial, Inc. — Lathrup Village, Oakland County
Essential Duties and Responsibilities: – Conducts compliance review of social media communications using various reports and systems. Pro-actively ensures compliance with applicable industry rules (i.e. State, FINRA & SEC) and platform policies and procedures as they apply to social media communication review. – Communicates with associates to inform them of any social media supervisory concerns a…
To apply for this job please visit www.adzuna.com.
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