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Advice Quality Specialist – 9 Month FTC

  • Full Time
  • Anywhere

Ascot Lloyd

Ascot Lloyd — Ladywood, Birmingham

To undertake independent quality assurance of financial planning advice, specifically reviewing suitability reports and associated client files to ensure compliance with FCA requirements and delivery of good client outcomes. The role supports the identification of themes, trends and risks within advice quality, contributing to continuous improvement and “right first time” outcomes. Key Responsibil…

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