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Director Equities & Options Compliance Advice

  • Full Time
  • Anywhere

Larson Maddox

Larson Maddox — New York, US

A leading wholesale bank is seeking an experienced Equities and Options Compliance Advisory professional to join its Global Markets Compliance team. This is a highly visible role supporting Equities businesses across Sales, Trading, Research and Electronic Trading, providing regulatory advice and compliance oversight in a fast-paced trading environment. The successful candidate will act as a trust…

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Working in New York, NY

New York, often called New York City (NYC), is the most populous city in the United States. It is located at the southern tip of New York State on New York Harbor, one of the world's largest natural harbors. The city comprises five boroughs—Manhattan, Brooklyn, Queens, the Bronx, and Staten Island; each is coextensive with its respective county. It is the geographical and demographic center of both the Northeast megalopolis and the New York metropolitan area, the largest metropolitan area in the United States by both population and urban area. New York is a global center of finance and commerc

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