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Compliance Officer

  • Full Time
  • Anywhere

PrimeLending

PrimeLending — Highland Park, Dallas

Description The Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective policies and procedures in place and enforcing those policies as set forth by the industry regulators. The department also holds compliance responsibility for an affiliated broker/dealer (Hilltop Securities Independent Network Inc.). The Compliance Officer responsibilities may include provi…

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